• Specific Year
    Any

CORPORATIONS ACT 2001

Table of Provisions

CHAPTER 1--Introductory

 

PART 1.1----PRELIMINARY

PART 1.1A----INTERACTION BETWEEN CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS

PART 1.2----INTERPRETATION

Division 1--General

PART 1.2AA----SIGNING AND SENDING DOCUMENTS

Division 1--Technology neutral signing
  • 110 When this Division applies  
  • 110A Technology neutral signing  
  • 110B Lodgement of documents  
  • Division 2--Technology neutral sending of documents, and related matters
  • 110C Documents to which this Division applies  
  • 110D Technology neutral sending of documents  
  • 110E Election to be sent documents in physical form or electronic form, or not to be sent documents  
  • 110F Failure to comply with member's election to be sent document in particular form  
  • 110G Failure to comply with member's election not to be sent documents  
  • 110H Effect of election not to be sent documents  
  • 110J Ad hoc requests to be sent documents in a particular form  
  • 110JA Sender does not need to send document if member uncontactable  
  • 110K Obligation to give notice of members' rights  

PART 1.2A----DISCLOSING ENTITIES

Division 1--Object of Part

PART 1.4----TECHNICAL PROVISIONS ABOUT AIDS FOR READERS

  • 111J Small business guide  

PART 1.5----SMALL BUSINESS GUIDE

PART 1.6----INTERACTION WITH AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012

CHAPTER 2A--Registering a company

 

PART 2A.1----WHAT COMPANIES CAN BE REGISTERED

  • 112 Types of companies  
  • 113 Proprietary companies  
  • 114 Minimum of 1 member  
  • 115 Restrictions on size of partnerships and associations  
  • 116 Trade unions cannot be registered  

PART 2A.2----HOW A COMPANY IS REGISTERED

CHAPTER 2B--Basic features of a company

 

PART 2B.1----COMPANY POWERS AND HOW THEY ARE EXERCISED

PART 2B.2----ASSUMPTIONS PEOPLE DEALING WITH COMPANIES ARE ENTITLED TO MAKE

PART 2B.3----CONTRACTS BEFORE REGISTRATION

  • 131 Contracts before registration  
  • 132 Person may be released from liability but is not entitled to indemnity  
  • 133 This Part replaces other rights and liabilities  

PART 2B.4----REPLACEABLE RULES AND CONSTITUTION

PART 2B.5----REGISTERED OFFICE AND PLACES OF BUSINESS

PART 2B.6----NAMES

Division 1--Selecting and using a name

PART 2B.7----CHANGING COMPANY TYPE

PART 2B.8----MUTUAL CAPITAL INSTRUMENTS (MCIS)

Division 1--Preliminary

CHAPTER 2C--Registers

 

PART 2C.1----REGISTERS GENERALLY

PART 2C.2----NOTICE BY PROPRIETARY COMPANIES OF CHANGES TO MEMBER REGISTER

CHAPTER 2D--Officers and employees

 

PART 2D.1----DUTIES AND POWERS

PART 2D.2----RESTRICTIONS ON INDEMNITIES, INSURANCE AND TERMINATION PAYMENTS

Division 1--Indemnities and insurance for officers and auditors

PART 2D.3----APPOINTMENT, REMUNERATION AND CESSATION OF APPOINTMENT OF DIRECTORS

Division 1--Appointment of directors Subdivision A--General rules

PART 2D.4----APPOINTMENT OF SECRETARIES

PART 2D.5----PUBLIC INFORMATION ABOUT DIRECTORS AND SECRETARIES

PART 2D.6----DISQUALIFICATION FROM MANAGING CORPORATIONS

PART 2D.7----BAN ON HEDGING REMUNERATION OF KEY MANAGEMENT PERSONNEL

PART 2D.8----REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL FOR DISCLOSING ENTITIES

CHAPTER 2E--Related party transactions

 
  • 207 Purpose  

PART 2E.1----MEMBER APPROVAL NEEDED FOR RELATED PARTY BENEFIT

Division 1--Need for member approval

PART 2E.2----RELATED PARTIES AND FINANCIAL BENEFITS

PART 2E.3----INTERACTION WITH OTHER RULES

  • 230 General duties still apply  
  •  

CHAPTER 2F--Members' rights and remedies

 

PART 2F.1----OPPRESSIVE CONDUCT OF AFFAIRS

PART 2F.1A----PROCEEDINGS ON BEHALF OF A COMPANY BY MEMBERS AND OTHERS

PART 2F.2----CLASS RIGHTS

PART 2F.3----INSPECTION OF BOOKS

PART 2F.4----PROCEEDINGS AGAINST A COMPANY BY MEMBERS AND OTHERS

  • 247E Shareholding does not prevent compensation claim  
  •  

CHAPTER 2G--Meetings

 

PART 2G.1----DIRECTORS' MEETINGS

Division 1--Resolutions and declarations without meetings

PART 2G.2----MEETINGS OF MEMBERS OF COMPANIES

Division 1--Resolutions without meetings

PART 2G.3----MINUTES AND MEMBERS' ACCESS TO MINUTES

  • 251A Minutes  
  • 251AA Disclosure of proxy votes--listed companies  
  • 251B Members' access to minutes  

PART 2G.4----MEETINGS OF MEMBERS OF REGISTERED SCHEMES

Division 1--Who may call meetings of members

PART 2G.5----ELECTRONIC RECORDING AND KEEPING OF MINUTE BOOKS

Division 4--Recording and keeping of minute books
  • 253S Electronic recording and keeping of minute books  

PART 2G.6----EXCEPTIONAL CIRCUMSTANCES

  • 253T Exceptional circumstances--AGM  
  • 253TA Exceptional circumstances--virtual meetings  

PART 2G.7----INDEPENDENT REPORTS ON POLLS

CHAPTER 2H--Shares

 

PART 2H.1----ISSUING AND CONVERTING SHARES

PART 2H.2----REDEMPTION OF REDEEMABLE PREFERENCE SHARES

  • 254J Redemption must be in accordance with terms of issue  
  • 254K Other requirements about redemption  
  • 254L Consequences of contravening section 254J or 254K  

PART 2H.3----PARTLY-PAID SHARES

PART 2H.4----CAPITALISATION OF PROFITS

  • 254S Capitalisation of profits  

PART 2H.5----DIVIDENDS

  • 254SA Companies limited by guarantee not to pay dividends  
  • 254T Circumstances in which a dividend may be paid  
  • 254U Other provisions about paying dividends (replaceable rule--see section 135)  
  • 254V When does the company incur a debt?  
  • 254W Dividend rights  
  • 254WA Application of this Part to MCI mutual entities  

PART 2H.6----NOTICE REQUIREMENTS

CHAPTER 2J--Transactions affecting share capital

 

PART 2J.1----SHARE CAPITAL REDUCTIONS AND SHARE BUY-BACKS

PART 2J.2----SELF-ACQUISITION AND CONTROL OF SHARES

PART 2J.3----FINANCIAL ASSISTANCE

PART 2J.4----INTERACTION WITH GENERAL DIRECTORS' DUTIES

  • 260E General duties still apply  
  •  

CHAPTER 2L--Debentures

 

PART 2L.1----REQUIREMENT FOR TRUST DEED AND TRUSTEE

PART 2L.2----DUTIES OF BORROWER

PART 2L.3----DUTIES OF GUARANTOR

PART 2L.4----TRUSTEE

PART 2L.5----MEETINGS OF DEBENTURE HOLDERS

PART 2L.6----CIVIL LIABILITY

PART 2L.7----ASIC POWERS

PART 2L.8----COURT

PART 2L.9----LOCATION OF OTHER DEBENTURE PROVISIONS

CHAPTER 2M--Financial reports and audit

 

PART 2M.1----OVERVIEW

  • 285 Overview of obligations under this Chapter  
  • 285A Overview of obligations of companies limited by guarantee  

PART 2M.2----FINANCIAL RECORDS

PART 2M.3----FINANCIAL REPORTING

Division 1--Annual financial reports and directors' reports

PART 2M.4----APPOINTMENT AND REMOVAL OF AUDITORS

Division 1--Entities that may be appointed as an auditor for a company, registered scheme or registrable superannuation entity

PART 2M.4A----ANNUAL TRANSPARENCY REPORTS FOR AUDITORS

PART 2M.5----ACCOUNTING AND AUDITING STANDARDS

PART 2M.6----EXEMPTIONS AND MODIFICATIONS

PART 2M.7----SANCTIONS FOR CONTRAVENTIONS OF CHAPTER

  • 344 Contravention of Part 2M.2 or 2M.3, or of certain provisions of Part 2M.4  

PART 2M.8----ADDITIONAL PROVISIONS RELATING TO REGISTRABLE SUPERANNUATION ENTITIES

CHAPTER 2N--Updating ASIC information about companies, registered schemes and notified foreign passport funds

 

PART 2N.1----REVIEW DATE

PART 2N.2----EXTRACT OF PARTICULARS

PART 2N.3----SOLVENCY RESOLUTION

PART 2N.4----RETURN OF PARTICULARS

PART 2N.5----NOTICE BY PROPRIETARY COMPANIES OF CHANGES TO ULTIMATE HOLDING COMPANY

CHAPTER 2P--Lodgments with ASIC

 

CHAPTER 5--External administration

 

PART 5.1----ARRANGEMENTS AND RECONSTRUCTIONS

PART 5.2----RECEIVERS, AND OTHER CONTROLLERS, OF PROPERTY OF CORPORATIONS

PART 5.3A----ADMINISTRATION OF A COMPANY'S AFFAIRS WITH A VIEW TO EXECUTING A DEED OF COMPANY ARRANGEMENT

Division 1--Preliminary

PART 5.3B----RESTRUCTURING OF A COMPANY

Division 1--Preliminary

PART 5.4----WINDING UP IN INSOLVENCY

Division 1--When company to be wound up in insolvency

PART 5.4A----WINDING UP BY THE COURT ON OTHER GROUNDS

  • 461 General grounds on which company may be wound up by Court  
  • 462 Standing to apply for winding up  
  • 464 Application for winding up in connection with investigation under ASIC Act  

PART 5.4B----WINDING UP IN INSOLVENCY OR BY THE COURT

Division 1AA--Preliminary

PART 5.4C----WINDING UP BY ASIC

PART 5.5----VOLUNTARY WINDING UP

Division 1A--Preliminary

PART 5.6----WINDING UP GENERALLY

Division 1--Preliminary

PART 5.7----WINDING UP BODIES OTHER THAN COMPANIES

PART 5.7B----RECOVERING PROPERTY OR COMPENSATION FOR THE BENEFIT OF CREDITORS OF INSOLVENT COMPANY

Division 1--Preliminary

PART 5.8----OFFENCES

PART 5.8A----EMPLOYEE ENTITLEMENTS

PART 5.9----MISCELLANEOUS

Division 1--Examining a person about a corporation

CHAPTER 5A--Deregistration, and transfer of registration, of companies

 

PART 5A.1----DEREGISTRATION

PART 5A.2----TRANSFER OF REGISTRATION

CHAPTER 5B--Bodies corporate registered as companies, and registrable bodies

 

PART 5B.1----REGISTERING A BODY CORPORATE AS A COMPANY

Division 1--Registration

PART 5B.2----REGISTRABLE BODIES

Division 1A--Preliminary

PART 5B.3----NAMES OF REGISTRABLE AUSTRALIAN BODIES AND FOREIGN COMPANIES

CHAPTER 5C--Managed investment schemes

 

PART 5C.1----REGISTRATION OF MANAGED INVESTMENT SCHEMES

PART 5C.2----THE RESPONSIBLE ENTITY

Division 1--Responsibilities and powers

PART 5C.3----THE CONSTITUTION

PART 5C.4----THE COMPLIANCE PLAN

PART 5C.5----THE COMPLIANCE COMMITTEE

PART 5C.6----MEMBERS' RIGHTS TO WITHDRAW FROM A SCHEME

PART 5C.7----RELATED PARTY TRANSACTIONS

PART 5C.8----EFFECT OF CONTRAVENTIONS (CIVIL LIABILITY AND VOIDABLE CONTRACTS)

PART 5C.9----WINDING UP

PART 5C.10----DEREGISTRATION

Division 1--Registered schemes that are not Australian passport funds

PART 5C.11----EXEMPTIONS AND MODIFICATIONS

CHAPTER 5D--Licensed trustee companies

 

PART 5D.1----PRELIMINARY

PART 5D.2----POWERS ETC. OF LICENSED TRUSTEE COMPANIES

Division 1--General provisions

PART 5D.3----REGULATION OF FEES CHARGED BY LICENSED TRUSTEE COMPANIES

Division 1--Disclosure of fees

PART 5D.4----DUTIES OF OFFICERS AND EMPLOYEES OF LICENSED TRUSTEE COMPANIES

PART 5D.5----LIMIT ON CONTROL OF AND PROPOSED LICENSED TRUSTEE COMPANIES

Division 1--15% voting power limit

PART 5D.6----ASIC-APPROVED TRANSFERS OF ESTATE ASSETS AND LIABILITIES

Division 1--Preliminary

PART 5D.7----CONTRAVENTIONS AND HOLDING OUT

PART 5D.8----EXEMPTIONS AND MODIFICATIONS

CHAPTER 6--Takeovers

 

PART 6.1----PROHIBITED ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES

PART 6.2----EXCEPTIONS TO THE PROHIBITION

  • 611 Exceptions to the prohibition  
  • 612 Effect of non - compliance with takeover rules for exceptions 1 to 4  
  • 613 Bidder not to exercise voting rights if failure to send bids for off - market acquisition--exception 2 or 3  
  • 615 Treatment of foreign holders under equal access issue--exception 10  

PART 6.3----THE DIFFERENT TYPES OF TAKEOVER BID

PART 6.4----FORMULATING THE TAKEOVER OFFER

Division 1--General

PART 6.5----THE TAKEOVER PROCEDURE

Division 1--The overall procedure

PART 6.6----VARIATION OF OFFERS

Division 1--Market bids

PART 6.7----WITHDRAWAL AND SUSPENSION OF OFFERS

PART 6.8----ACCEPTANCES

PART 6.9----OTHER ACTIVITIES DURING THE BID PERIOD

PART 6.10----REVIEW AND INTERVENTION

Division 1--ASIC's power to exempt and modify

CHAPTER 6A--Compulsory acquisitions and buy-outs

 

PART 6A.1----COMPULSORY ACQUISITIONS AND BUY-OUTS FOLLOWING TAKEOVER BID

Division 1--Compulsory acquisition of bid class securities

PART 6A.2----GENERAL COMPULSORY ACQUISITIONS AND BUY-OUTS

Division 1--Compulsory acquisition of securities by 90% holder

PART 6A.3----COMPLETION OF COMPULSORY ACQUISITION OF SECURITIES

  • 666A Completing the acquisition of securities  
  • 666B Statutory procedure for completion  

PART 6A.4----EXPERTS' REPORTS AND VALUATIONS

PART 6A.5----RECORDS OF UNCLAIMED CONSIDERATION

PART 6A.6----ASIC POWERS

PART 6A.7----MISCELLANEOUS

  • 669A Sending documents  
  •  

CHAPTER 6B--Rights and liabilities in relation to Chapter 6 and 6A matters

 
  • 670A Misstatements in, or omissions from, takeover and compulsory acquisition and buy - out documents  
  • 670B Right to recover for loss or damage resulting from contravention  
  • 670C People liable on takeover or compulsory acquisition statement to inform maker about deficiencies in the statement  
  • 670D Defences against prosecutions under subsection 670A(3) and actions under section 670B  
  • 670E Liability for proposing a bid or not carrying through with bid  
  • 670F Defences  
  •  

CHAPTER 6C--Information about ownership of listed companies, listed registered schemes and listed notified foreign passport funds

 

PART 6C.1----SUBSTANTIAL HOLDING INFORMATION

PART 6C.2----TRACING BENEFICIAL OWNERSHIP OF SHARES

PART 6C.3----ASIC POWERS

CHAPTER 6CA--Continuous disclosure

 

CHAPTER 6D--Fundraising

 

PART 6D.1----APPLICATION OF THE FUNDRAISING PROVISIONS

PART 6D.2----DISCLOSURE TO INVESTORS ABOUT SECURITIES (OTHER THAN FOR CSF OFFERS)

Division 1--Overview

PART 6D.3----PROHIBITIONS, LIABILITIES AND REMEDIES (OTHER THAN FOR CSF OFFERS)

Division 1A--Introduction

PART 6D.3A----CROWD-SOURCED FUNDING

Division 1--Introduction

PART 6D.4----ASIC'S POWERS

PART 6D.5----MISCELLANEOUS

CHAPTER 7--Financial services and markets

 

PART 7.1----PRELIMINARY

Division 1--Object of Chapter and outline of Chapter

PART 7.2----LICENSING OF FINANCIAL MARKETS

Division 1--Preliminary

PART 7.2A----SUPERVISION OF FINANCIAL MARKETS

PART 7.3----LICENSING OF CLEARING AND SETTLEMENT FACILITIES

Division 1--Requirement to be licensed

PART 7.3A----CS SERVICES

Division 1--Preliminary

PART 7.4----LIMITS ON INVOLVEMENT WITH LICENSEES

Division 1--Limit on control of certain licensees Subdivision A--15% voting power limit

PART 7.5----COMPENSATION REGIMES FOR FINANCIAL MARKETS

Division 1--Preliminary

PART 7.5A----REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES

Division 1--Application of Part

PART 7.5B----REGULATION OF FINANCIAL BENCHMARKS

Division 1--Preliminary

PART 7.6----LICENSING OF PROVIDERS OF FINANCIAL SERVICES

Division 1--Preliminary

PART 7.7----FINANCIAL SERVICES DISCLOSURE

Division 1--Preliminary

PART 7.7A----BEST INTERESTS OBLIGATIONS AND REMUNERATION

Division 1--Preliminary

PART 7.8----OTHER PROVISIONS RELATING TO CONDUCT ETC. CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE

Division 1--Preliminary

PART 7.8A----DESIGN AND DISTRIBUTION REQUIREMENTS RELATING TO FINANCIAL PRODUCTS FOR RETAIL CLIENTS

Division 1--Preliminary

CHAPTER 7--Financial services and markets

 

PART 7.9----FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE, SALE AND PURCHASE OF FINANCIAL PRODUCTS

Division 1--Preliminary

PART 7.9A----PRODUCT INTERVENTION ORDERS

PART 7.10----MARKET MISCONDUCT AND OTHER PROHIBITED CONDUCT RELATING TO FINANCIAL PRODUCTS AND FINANCIAL SERVICES

Division 1--Preliminary

PART 7.10A----EXTERNAL DISPUTE RESOLUTION

Division 1--Authorisation of an external dispute resolution scheme Subdivision A--Minister may authorise an external dispute resolution scheme

PART 7.10B----FINANCIAL SERVICES COMPENSATION SCHEME OF LAST RESORT

Division 1--Establishment of the scheme

PART 7.11----TITLE AND TRANSFER

Division 1--Title to certain securities

PART 7.12----MISCELLANEOUS

Division 1--Qualified privilege

CHAPTER 8--Mutual recognition of securities offers

 

PART 8.1----PRELIMINARY

PART 8.2----FOREIGN OFFERS THAT ARE RECOGNISED IN THIS JURISDICTION

Division 1--Recognised offers

PART 8.3----OFFERS MADE UNDER FOREIGN RECOGNITION SCHEMES

CHAPTER 8A--Asia Region Funds Passport

 

PART 8A.1----PRELIMINARY

PART 8A.2----PASSPORT RULES

PART 8A.3----AUSTRALIAN PASSPORT FUNDS

PART 8A.4----NOTIFIED FOREIGN PASSPORT FUNDS

Division 1--Becoming a notified foreign passport fund

PART 8A.5----REGISTER OF PASSPORT FUNDS

PART 8A.6----STOP ORDERS

PART 8A.7----DEREGISTRATION AND DENOTIFICATION

Division 1--Deregistration of Australian passport funds Subdivision A--Voluntary deregistration

PART 8A.8----EXEMPTIONS AND MODIFICATIONS

CHAPTER 8B--Corporate collective investment vehicles

 

PART 8B.1----PRELIMINARY

  • 1221 Objects of this Chapter  

PART 8B.2----REGISTRATION OF CCIVS

Division 1--Registering a CCIV Subdivision A--Requirements for registration as a CCIV

PART 8B.3----CORPORATE GOVERNANCE OF CCIVS

Division 1--Governance rules Subdivision A--How a CCIV exercises company powers

PART 8B.4----CORPORATE FINANCE AND FINANCIAL REPORTING FOR CCIVS

Division 1--Shares Subdivision A--Issuing and converting shares in a CCIV

PART 8B.5----OPERATING A CCIV

Division 1--Preliminary

PART 8B.6----EXTERNAL ADMINISTRATION AND DEREGISTRATION

Division 1--Preliminary

PART 8B.7----CONTROL, FINANCIAL SERVICES AND DISCLOSURE

Division 1--Takeovers, compulsory acquisitions and buy-outs

PART 8B.8----MISCELLANEOUS

PART 8B.9----SUBORDINATE LEGISLATION RELATING TO CCIVS

CHAPTER 9--Miscellaneous

 

PART 9.1A----DIRECTOR IDENTIFICATION NUMBERS

PART 9.1----MATTERS RELATING TO HANDLING RECORDS AND INFORMATION

Division 1--The Registrar Subdivision A--Appointment etc. of the Registrar

PART 9.2----REGISTRATION OF AUDITORS

Division 2--Registration

PART 9.2A----AUTHORISED AUDIT COMPANIES

Division 1--Registration

PART 9.3----BOOKS

PART 9.4----OFFENCES

Division 1A--Application of the Criminal Code

PART 9.4AAA----PROTECTION FOR WHISTLEBLOWERS

PART 9.4A----REVIEW BY ADMINISTRATIVE APPEALS TRIBUNAL OF CERTAIN DECISIONS

PART 9.4AA----INFRINGEMENT NOTICES FOR ALLEGED CONTRAVENTIONS OF CONTINUOUS DISCLOSURE PROVISIONS

PART 9.4AB----INFRINGEMENT NOTICES FOR OTHER ALLEGED CONTRAVENTIONS

Division 1--General

PART 9.4B----CIVIL CONSEQUENCES OF CONTRAVENING CIVIL PENALTY PROVISIONS

Division 1--The Court may make declarations of contravention, pecuniary penalty orders, relinquishment orders, refund orders and compensation orders

PART 9.5----POWERS OF COURTS

PART 9.6----PROCEEDINGS

PART 9.6A----JURISDICTION AND PROCEDURE OF COURTS

Division 1--Civil jurisdiction Subdivision A--Preliminary

PART 9.7----UNCLAIMED PROPERTY

PART 9.9----MISCELLANEOUS

  • 1344 Use of ABN  
  • 1345 Exceptional circumstances--giving documents  
  • 1345A Minister may delegate prescribed functions and powers under this Act  
  • 1346 Non - application of rule against perpetuities to certain schemes  
  • 1348 Operation of Life Insurance Act  
  • 1349 Privilege against exposure to penalty--disqualification etc.  
  • 1350 Compensation for compulsory acquisition  

PART 9.10----FEES IMPOSED BY THE CORPORATIONS (FEES) ACT 2001 AND THE CORPORATIONS (REVIEW FEES) ACT 2003

PART 9.11----CORONAVIRUS KNOWN AS COVID-19

  • 1362A Coronavirus known as COVID - 19  

PART 9.12----REGULATIONS

CHAPTER 10--Transitional provisions

 

PART 10.1----TRANSITION FROM THE OLD CORPORATIONS LEGISLATION

Division 1--Preliminary

PART 10.2----TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SERVICES REFORM ACT 2001

Division 1--Transitional provisions relating to the phasing-in of the new financial services regime Subdivision A--Preliminary

PART 10.3----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT ACT 2003

PART 10.4----TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SERVICES REFORM AMENDMENT ACT 2003

  • 1449 Definition  
  • 1450 Application of Part 10.2 to Chapter 7 as amended by Schedule 2 to the amending Act  
  • 1451 Provisions relating to the scope of the amendments of Chapter 7 made by Schedule 2  
  • 1452 Amendments of section 1274  

PART 10.5----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) ACT 2004

  • 1453 Definitions  
  • 1454 Audit reforms in Schedule 1 to the amending Act (auditing standards and audit working papers retention rules)  
  • 1455 Audit reforms in Schedule 1 to the amending Act (adoption of auditing standards made by accounting profession before commencement)  
  • 1456 Audit reforms in Schedule 1 to the amending Act (new competency standard provisions)  
  • 1457 Audit reforms in Schedule 1 to the amending Act (new annual statement requirements for auditors)  
  • 1458 Audit reforms in Schedule 1 to the amending Act (imposition of conditions on existing registration as company auditor)  
  • 1459 Audit reforms in Schedule 1 to the amending Act (application of items 62 and 63)  
  • 1460 Audit reforms in Schedule 1 to the amending Act (non - audit services disclosure)  
  • 1461 Audit reforms in Schedule 1 to the amending Act (auditor appointment)  
  • 1462 Audit reforms in Schedule 1 to the amending Act (auditor independence)  
  • 1463 Audit reforms in Schedule 1 to the amending Act (auditor rotation)  
  • 1464 Audit reforms in Schedule 1 to the amending Act (listed company AGMs)  
  • 1465 Schedule 2 to the amending Act (financial reporting)  
  • 1466A Schedule 2A to the amending Act (true and fair view)  
  • 1466 Schedule 3 to the amending Act (proportionate liability)  
  • 1467 Schedule 4 to the amending Act (enforcement)  
  • 1468 Schedule 5 to the amending Act (remuneration of directors and executives)  
  • 1469 Schedule 6 to the amending Act (continuous disclosure)  
  • 1470 Schedule 7 to the amending Act (disclosure rules)  
  • 1471 Schedule 8 to the amending Act (shareholder participation and information)  

PART 10.8----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (TAKEOVERS) ACT 2007

PART 10.9----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (INSOLVENCY) ACT 2007

  • 1479 Definition  
  • 1480 Schedule 1 to the amending Act (improving outcomes for creditors)  
  • 1481 Schedule 2 to the amending Act (deterring corporate misconduct)  
  • 1482 Schedule 3 to the amending Act (improving regulation of insolvency practitioners)  
  • 1483 Schedule 4 to the amending Act (fine - tuning voluntary administration)  

PART 10.10----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (SHORT SELLING) ACT 2008

  • 1484 Declarations under paragraph 1020F(1)(c) relating to short selling  

PART 10.11----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (NO. 1) ACT 2009

PART 10.12----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL SERVICES MODERNISATION) ACT 2009

Division 1--Transitional provisions relating to Schedule 1 to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009

PART 10.13----TRANSITIONAL PROVISIONS RELATING TO THE PERSONAL PROPERTY SECURITIES (CORPORATIONS AND OTHER AMENDMENTS) ACT 2010

PART 10.14----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (CORPORATE REPORTING REFORM) ACT 2010

PART 10.15----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (FINANCIAL MARKET SUPERVISION) ACT 2010

PART 10.16----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (NO. 1) ACT 2010

  • 1516 Application of amendments  

PART 10.17----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (IMPROVING ACCOUNTABILITY ON DIRECTOR AND EXECUTIVE REMUNERATION) ACT 2011

PART 10.18----TRANSITIONAL AND APPLICATION PROVISIONS RELATING TO THE FUTURE OF FINANCIAL ADVICE MEASURES

Division 1--Provisions relating to the Corporations Amendment (Further Future of Financial Advice Measures) Act 2012

PART 10.19----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PHOENIXING AND OTHER MEASURES) ACT 2012

  • 1532 Definition  
  • 1533 Part 1 of Schedule 1 to the amending Act (winding up by ASIC)  
  • 1534 Part 2 of Schedule 1 to the amending Act (publication requirements)  
  • 1535 Part 3 of Schedule 1 to the amending Act (miscellaneous amendments)  

PART 10.20----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (AUDIT ENHANCEMENT) ACT 2012

PART 10.21----TRANSITIONAL PROVISION RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL REPORTING PANEL) ACT 2012

PART 10.21A----TRANSITIONAL PROVISIONS RELATING TO THE SUPERANNUATION LEGISLATION AMENDMENT (SERVICE PROVIDERS AND OTHER GOVERNANCE MEASURES) ACT 2013

  • 1538A Application of amendments relating to contributions to a fund or scheme  
  • 1538B Application of amendments relating to Statements of Advice  

PART 10.22----TRANSITIONAL PROVISIONS RELATING TO THE SUPERANNUATION LEGISLATION AMENDMENT (FURTHER MYSUPER AND TRANSPARENCY MEASURES) ACT 2012

PART 10.22A----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (IMPROVING ACCOUNTABILITY AND MEMBER OUTCOMES IN SUPERANNUATION MEASURES NO. 1) ACT 2019

  • 1541A Application of amendments relating to portfolio holdings disclosure  

PART 10.23----TRANSITIONAL PROVISIONS RELATING TO THE CLEAN ENERGY LEGISLATION (CARBON TAX REPEAL) ACT 2014

PART 10.23A----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017

Division 1--Definitions

PART 10.24----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS LEGISLATION AMENDMENT (DEREGULATORY AND OTHER MEASURES) ACT 2014

PART 10.24A----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (LIFE INSURANCE REMUNERATION ARRANGEMENTS) ACT 2017

PART 10.25----TRANSITIONAL PROVISIONS RELATING TO THE INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

Division 1--Introduction

PART 10.26----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE INSOLVENCY LAW REFORM ACT 2016

PART 10.28----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2016 MEASURES NO. 1) ACT 2017

PART 10.30----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2017 MEASURES NO. 5) ACT 2018

PART 10.31----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (CROWD-SOURCED FUNDING FOR PROPRIETARY COMPANIES) ACT 2018

  • 1643 Application of amendments  

PART 10.32----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (ENHANCING WHISTLEBLOWER PROTECTIONS) ACT 2019

  • 1644 Application of amendments  
  • 1644A Application of amendments relating to penalties  

PART 10.33----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (ASIA REGION FUNDS PASSPORT) ACT 2018

PART 10.34----TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (STRENGTHENING PROTECTIONS FOR EMPLOYEE ENTITLEMENTS) ACT 2019

PART 10.35----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO REGISTRIES MODERNISATION AMENDMENTS

PART 10.35A----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 2 TO THE TREASURY LAWS AMENDMENT (REGISTRIES MODERNISATION AND OTHER MEASURES) ACT 2020

PART 10.36----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (STRENGTHENING CORPORATE AND FINANCIAL SECTOR PENALTIES) ACT 2019

PART 10.37----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (COMBATING ILLEGAL PHOENIXING) ACT 2020

  • 1661 Application of amendments  

PART 10.38----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (MUTUAL REFORMS) ACT 2019

PART 10.39----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 3 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE--STRONGER REGULATORS (2019 MEASURES)) ACT 2020

PART 10.40----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE--STRONGER REGULATORS (2019 MEASURES)) ACT 2020

  • 1666 Application--conduct etc. relevant to new banning and disqualification orders  
  • 1667 Transitional--existing banning and disqualification orders  

PART 10.41----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2019 MEASURES NO. 3) ACT 2020

  • 1668 Transitional--delegations  

PART 10.42----TRANSITIONAL PROVISIONS RELATING TO THE CORONAVIRUS ECONOMIC RESPONSE PACKAGE OMNIBUS ACT 2020

PART 10.43----APPLICATION PROVISIONS RELATING TO SCHEDULE 10 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

PART 10.44----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 11 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

PART 10.45----TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

  • 1672 Transitional--Banking Code of Practice  

PART 10.46----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE NO. 2) ACT 2021

Division 1--Introduction

PART 10.47----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 2 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE NO. 2) ACT 2021

PART 10.48----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 7 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

PART 10.49----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 9 TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE) ACT 2020

PART 10.51----TRANSITIONAL PROVISIONS RELATING TO THE TERRITORIES LEGISLATION AMENDMENT ACT 2020

PART 10.52----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 1) ACT 2021

PART 10.53----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO MEETINGS AND COMMUNICATIONS UNDER THE CORPORATIONS AMENDMENT (CORPORATE INSOLVENCY REFORMS) ACT 2020

PART 10.54----APPLICATION PROVISIONS RELATING TO SIMPLIFIED LIQUIDATION PROCESS UNDER THE CORPORATIONS AMENDMENT (CORPORATE INSOLVENCY REFORMS) ACT 2020

PART 10.55----TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (YOUR FUTURE, YOUR SUPER) ACT 2021

  • 1682 Application of amendment relating to portfolio holdings disclosure  

PART 10.56----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 1) ACT 2021

  • 1683 Definitions  
  • 1683A Application  
  • 1683B Review of operation of laws  
  • 1683C Amendments made by Schedule 2 to the amending Act cease to have effect if review of operation of laws is not conducted  

PART 10.57----TRANSITIONAL PROVISIONS RELATING TO THE FINANCIAL SECTOR REFORM (HAYNE ROYAL COMMISSION RESPONSE--BETTER ADVICE) ACT 2021 AND RELATED MEASURES

Division 1--Definitions

PART 10.58----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 6 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 4) ACT 2023

PART 10.59----APPLICATION PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2021 MEASURES NO. 5) ACT 2021

PART 10.60----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (MEETINGS AND DOCUMENTS) ACT 2022

  • 1687 Definitions  
  • 1687A Application--Signing and execution of documents  
  • 1687B Application--meetings  
  • 1687C Application--sending documents  
  • 1687D Transitional--elections to be sent documents in hard copy made under section 253RB or 253RC  
  • 1687E Transitional--elections to receive annual reports in particular form  
  • 1687F Transitional--elections not to be sent annual reports  
  • 1687G Transitional--requests for full reports  
  • 1687H Transitional--other elections to be sent documents in particular form  
  • 1687J Review of operation of laws  
  • 1687K Provisions relating to holding virtual - only meetings cease to have effect if report of review of operation of laws is not tabled within certain period  

PART 10.62----APPLICATION PROVISIONS RELATING TO SCHEDULE 8 TO THE CORPORATE COLLECTIVE INVESTMENT VEHICLE FRAMEWORK AND OTHER MEASURES ACT 2022

PART 10.63----APPLICATION PROVISIONS RELATING TO PART 7 OF SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 1) ACT 2022

PART 10.64----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO SCHEDULES 1 AND 4 TO THETREASURY LAWS AMENDMENT (MODERNISING BUSINESS COMMUNICATIONS AND OTHER MEASURES) ACT 2023

Division 1--Modernising Business Communications

PART 10.66----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 4 OF THE TREASURY LAWS AMENDMENT (COST OF LIVING SUPPORT AND OTHER MEASURES) ACT 2022

PART 10.67----APPLICATION PROVISIONS RELATING TO SCHEDULE 4 TO THE TREASURY LAWS AMENDMENT (2022 MEASURES NO. 1) ACT 2022

  • 1697 Application of amendment to obligation to make product dashboard publicly available  

PART 10.68----APPLICATION AND TRANSITIONAL PROVISIONS RELATING TO THE ALRC FINANCIAL SERVICES INTERIM REPORTS

Division 1--Schedule 2 to the Treasury Laws Amendment (Modernising Business Communications and Other Measures) Act 2023

PART 10.69----TRANSITIONAL PROVISIONS RELATING TO SCHEDULE 1 TO THE TREASURY LAWS AMENDMENT (2023 MEASURES NO. 1) ACT 2023

PART 10.70----APPLICATION PROVISIONS RELATING TO SCHEDULE 5 TO THE TREASURY LAWS AMENDMENT (2023 LAW IMPROVEMENT PACKAGE NO. 1) ACT 2023

PART 10.71----APPLICATION PROVISIONS RELATING TO THE TREASURY LAWS AMENDMENT (2023 MEASURES NO. 3) ACT 2023

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